Regulatory Oversight Body

The Securities Commission Malaysia being the regulatory oversight body supervises and monitors Bursa Malaysia with regard to its listing, trading, clearing, settlement and depository operations. The Securities Commission Malaysia also maintains oversight over the performance of the regulatory functions and obligations by Bursa Regulation.

Bursa Regulation is required to submit an Annual Regulatory Report to the Securities Commission Malaysia which details the extent and scope of Bursa Malaysia’s compliance with its statutory duties and obligations. The Securities Commission Malaysia may conduct regulatory audit on Bursa Malaysia upon submission of the Annual Regulatory Report. There are also discussions between the Securities Commission Malaysia and Bursa Malaysia from time to time on operational and strategic supervisory matters. The Securities Commission Malaysia's approval and concurrence is required for changes to the rules and for new or enhancement of products provided by Bursa Malaysia.